Maureen Lai
黎傲雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Lai (黎傲雪), a licensed former licensee with CE reference AUU966. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-24 | 2021-06-10 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-24 | 2021-06-10 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-29 | 2021-06-10 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2020-05-22 |