Hon Wai Anthony Li
李漢威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wai Anthony Li (李漢威), a licensed former licensee with CE reference AUV625. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-06-17 | 2013-09-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-27 | 2013-09-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-27 | 2013-09-26 |