Simon Sai Cheong Tsang
曾世昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sai Cheong Tsang (曾世昌), a licensed Representative with CE reference AUW602. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-18 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-19 | 2020-11-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2018-03-19 | 2020-05-25 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-30 | 2017-06-09 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-30 | 2017-06-09 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-18 | 2015-12-30 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-13 | 2015-08-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-13 | 2017-06-09 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2015-03-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2010-03-12 | 2010-07-23 |