Sheng Hsiu Hsu
徐盛修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Hsiu Hsu (徐盛修), a licensed former licensee with CE reference AUZ080. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-20 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-20 | 2014-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-08 | 2010-09-28 |