Qiaoyi Gu
古喬藝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiaoyi Gu (古喬藝), a licensed Representative with CE reference AUZ363. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-19 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-03-19 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2016-08-31 |