Dapeng Xu

徐大鵬
CE No. AUZ670 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dapeng Xu (徐大鵬), a licensed Responsible Officer with CE reference AUZ670. Currently licensed at 1 firm(s): ROC Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
ROC Capital Management Limited RO Type 9 — Asset management 2021-04-08 present
Oppenheimer Investments Asia Limited
凱萬亞洲有限公司		 Rep Type 6 — Advising on corporate finance 2010-05-28 2015-06-30

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