ROC Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ROC Capital Management Limited, a Hong Kong-based licensed corporation with CE reference BQI233. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2021-04-08.
Registered address
Unit 3839, 38/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2021-04-08 | present |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kenny Chun Yu Khuong 姜振宇 | RO 9 | 2023-07 | 2024-04 |
| Jennifer Carver McLennan | RO 9 | 2021-04 | 2023-07 |
| Chenjing Tang 唐晨竞 | RO 9 | 2024-06 | Present |
| Dapeng Xu 徐大鵬 | RO 9 | 2021-04 | Present |
Showing 1–4 of 4
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