Simon Shiu Lun Fung
馮紹麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Shiu Lun Fung (馮紹麟), a licensed Responsible Officer with CE reference AVB880. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2023-02-08 | present |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2023-02-08 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | 2023-02-08 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2023-02-08 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-26 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-26 | 2011-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-03 | 2010-08-20 |