Wai Wa Kwok
郭偉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wa Kwok (郭偉華), a licensed Representative with CE reference AVC343. Currently licensed at 1 firm(s): Lindale Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lindale Capital Limited | Rep | Type 4 — Advising on securities | 2024-10-24 | present |
| Lindale Capital Limited | Rep | Type 9 — Asset management | 2024-10-24 | present |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-17 | 2024-04-21 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-17 | 2024-04-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-06 | 2020-11-17 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-06 | 2020-11-17 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-08 | 2020-03-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-08 | 2020-03-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-23 | 2020-03-18 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2018-10-05 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-05 | 2015-04-30 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2014-05-05 | 2015-04-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2011-05-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2011-05-28 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-27 | 2011-05-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2010-05-27 | 2011-05-28 |