Yanan Wang
王亞南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanan Wang (王亞南), a licensed former licensee with CE reference AVE602. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-15 | 2026-04-17 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-04-18 | 2026-04-17 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-04-18 | 2026-04-17 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-29 | 2023-04-18 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2023-04-18 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-26 | 2012-05-05 |