Chris Yang Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Yang Liu, a licensed Representative with CE reference AVE806. Currently licensed at 1 firm(s): CPPIB Credit Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | present |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-05-10 | 2022-03-21 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-22 | 2017-07-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-04 | 2014-10-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-18 | 2014-07-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-18 | 2014-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2012-03-15 |