Gordon Ka Ho Lau
劉家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Ka Ho Lau (劉家豪), a licensed Representative with CE reference AVF159. Currently licensed at 1 firm(s): FDB Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-04 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-04 | present |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-19 | 2025-03-04 |
| FDB Asset Management Limited 灃展資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-19 | 2025-03-04 |
| Victory Securities (Global) Limited 德盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-24 | 2022-10-04 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-12-31 | 2022-10-04 |
| Victory Asset Management Limited 德盛資產管理有限公司 |
RO | Type 9 — Asset management | 2020-12-31 | 2022-10-04 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-20 | 2019-03-12 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-20 | 2019-03-12 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-04-20 | 2019-03-12 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2018-04-20 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-10-12 | 2018-04-20 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2018-04-20 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-15 | 2010-10-20 |