Wai Ching (SFC:AVF224) Chan
陳慧菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching (SFC:AVF224) Chan (陳慧菁), a licensed former licensee with CE reference AVF224. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2021-12-15 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-27 | 2021-12-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2014-08-26 | 2016-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-26 | 2016-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2014-08-26 | 2016-08-31 |