Jeffrey Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Lin ( ), a licensed former licensee with CE reference AVG380. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-11 | 2025-07-11 |
| West 22nd Capital Advisers (Hong Kong) Limited 萬昇資本顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2018-07-11 | 2025-07-11 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-10-07 | 2012-12-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-31 | 2011-08-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2011-08-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-31 | 2011-08-20 |