Lap Chiu Fung
馮立超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Chiu Fung (馮立超), a licensed former licensee with CE reference AVH197. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-17 | 2021-02-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2021-02-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-10-11 | 2021-02-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-08-30 | 2021-02-03 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-30 | 2016-10-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-08-30 | 2016-10-10 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2016-05-17 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2010-06-22 | 2016-05-17 |