Lingxiu Yang
楊灵修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingxiu Yang (楊灵修), a licensed Responsible Officer with CE reference AVH936. Currently licensed at 1 firm(s): Guolian Securities International Capital Co., Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
RO | Type 4 — Advising on securities | 2024-06-19 | present |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-08 | 2024-06-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-11 | 2022-09-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2020-07-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-23 | 2018-04-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-06-11 | 2015-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-10 | 2013-06-07 |