Yichao Wu
吳逸超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichao Wu (吳逸超), a licensed Representative with CE reference AVI107. Currently licensed at 1 firm(s): CTI Capital Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-04 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-04 | present |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-20 | present |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-24 | 2019-12-09 |
| Rock Hill Asset Management Limited 石山資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-24 | 2020-09-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-25 | 2017-01-01 |