Yong Ha Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Ha Lee ( ), a licensed former licensee with CE reference AVJ141. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DigitalBridge Management Asia Limited |
RO | Type 1 — Dealing in securities | 2020-05-12 | 2025-04-12 |
| DigitalBridge Management Asia Limited |
RO | Type 4 — Advising on securities | 2020-05-12 | 2025-04-12 |
| DigitalBridge Management Asia Limited |
RO | Type 9 — Asset management | 2020-05-12 | 2022-05-16 |
| DigitalBridge Management Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2020-05-12 |
| DigitalBridge Management Asia Limited |
Rep | Type 4 — Advising on securities | 2015-05-04 | 2020-05-12 |
| DigitalBridge Management Asia Limited |
Rep | Type 9 — Asset management | 2015-05-04 | 2020-05-12 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-19 | 2015-03-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-19 | 2015-03-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-12-19 | 2015-03-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-21 | 2011-12-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-21 | 2011-12-01 |