Pui Kei Kan
簡培基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kei Kan (簡培基), a licensed Responsible Officer with CE reference AVK761. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-06 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-05-06 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-02 | 2026-04-30 |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-03-02 | 2026-04-30 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | 2022-03-02 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-29 | 2022-03-02 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-16 | 2021-11-09 |
| China Ease Securities Limited 中國明如證劵有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-16 | 2021-11-09 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-24 | 2017-04-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-20 | 2017-04-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-20 | 2017-04-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 — Asset management | 2015-03-20 | 2017-04-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-15 | 2015-09-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-19 | 2013-03-24 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-03 | 2012-10-12 |