Joyce Ying Kuk Chan
陳映菊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Ying Kuk Chan (陳映菊), a licensed former licensee with CE reference AVL275. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2019-08-14 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-22 | 2019-06-06 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-22 | 2019-06-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-10 | 2018-09-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-10 | 2018-09-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-10 | 2018-09-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-10 | 2018-09-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2018-04-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2018-04-10 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2018-04-10 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-08 | 2018-04-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2017-02-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-08-27 | 2014-01-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-24 | 2016-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-07-08 | 2017-02-11 |