Yu Xiang Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Xiang Ma ( ), a licensed former licensee with CE reference AVL434. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlpInvest Partners Limited 阿爾卑斯投資合夥有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-03 | 2025-09-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-05 | 2013-01-15 |