Samuel Ming Sum Kwok
郭銘琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ming Sum Kwok (郭銘琛), a licensed Responsible Officer with CE reference AVL823. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 — Providing credit rating services | 2022-08-02 | present |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-11-01 | 2022-08-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-09 | 2014-07-04 |