Kai Him Sham
岑啟謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Him Sham (岑啟謙), a licensed former licensee with CE reference AVN092. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-13 | 2014-12-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2011-07-04 |