Jin Xu
徐瑾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Xu (徐瑾), a licensed former licensee with CE reference AVO585. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RICH FOREVER FAMILY OFFICE LIMITED 潤豐家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2024-07-08 | 2026-03-15 |
| RICH FOREVER FAMILY OFFICE LIMITED 潤豐家族辦公室有限公司 |
RO | Type 9 — Asset management | 2024-07-08 | 2026-03-15 |
| Profound Capital Limited 雲川資本有限公司 |
RO | Type 9 — Asset management | 2021-08-24 | 2024-01-31 |
| Profound Capital Limited 雲川資本有限公司 |
Rep | Type 9 — Asset management | 2020-03-05 | 2021-08-24 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2018-12-11 | 2019-11-22 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2018-06-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2018-06-30 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2015-10-13 | 2018-06-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-09 | 2015-08-22 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-11-09 | 2015-08-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-07-27 | 2012-10-06 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-07-27 | 2012-10-06 |