Hong (SFC:AVO743) Qiu
邱宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong (SFC:AVO743) Qiu (邱宏), a licensed Responsible Officer with CE reference AVO743. Currently licensed at 1 firm(s): Lazard Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-09-17 | present |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-09-17 | present |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2014-09-17 | present |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-16 | 2014-09-17 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-16 | 2014-09-17 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2014-06-16 | 2014-09-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2014-05-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-04 | 2014-05-08 |