Wing Fai Choy
蔡榮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Fai Choy (蔡榮輝), a licensed former licensee with CE reference AVS172. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-21 | 2022-08-10 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-21 | 2022-08-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2012-10-11 | 2021-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-28 | 2021-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-28 | 2021-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-28 | 2021-08-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2011-11-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-11-03 | 2011-11-19 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-16 | 2011-11-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-16 | 2011-11-19 |