Tian Xia
夏天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Xia (夏天), a licensed Responsible Officer with CE reference AVT108. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-20 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-25 | 2011-05-12 |