Shing Tak Yu
余誠德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Tak Yu (余誠德), a licensed former licensee with CE reference AVT466. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-21 | 2013-09-08 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-21 | 2013-09-08 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2011-10-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-05 | 2010-10-23 |