Wenli Williams Hao
郝文利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenli Williams Hao (郝文利), a licensed former licensee with CE reference AVX211. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-02-05 | 2018-09-21 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2015-02-05 | 2018-09-21 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-09-17 | 2013-06-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-09-17 | 2013-06-14 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-09-17 | 2013-06-14 |