Junhua Lu
陸俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junhua Lu (陸俊華), a licensed Responsible Officer with CE reference AVX214. Currently licensed at 1 firm(s): abrdn Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 — Asset management | 2017-10-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 — Asset management | 2017-02-13 | 2017-10-13 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-09-15 | 2013-06-28 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-09-15 | 2013-06-28 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-09-15 | 2013-06-28 |