Sven Harold Haefner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sven Harold Haefner ( ), a licensed former licensee with CE reference AVX540. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2016-12-22 | 2017-11-30 |
| Global Prime Partners (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-06-20 | 2017-11-30 |
| Global Prime Partners (Asia) Limited |
RO | Type 1 — Dealing in securities | 2015-08-05 | 2016-12-22 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-04-07 | 2014-07-25 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-04-07 | 2014-07-25 |