Sai Kit Lo
羅世杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Kit Lo (羅世杰), a licensed former licensee with CE reference AVY257. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-05-04 | 2024-07-28 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-26 | 2024-07-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-14 | 2023-04-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-09 | 2023-04-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-09 | 2023-04-03 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-09 | 2023-04-03 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-09-22 | 2011-07-21 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2010-09-22 | 2011-07-21 |