Pui Yan Li
李珮欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Li (李珮欣), a licensed Responsible Officer with CE reference AVZ605. Currently licensed at 1 firm(s): DC Investments (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Investments (HK) Limited |
RO | Type 9 — Asset management | 2024-01-12 | present |
| Picea Oriental Investment Management Limited 沐杉投資管理有限公司 |
RO | Type 9 — Asset management | 2021-12-13 | 2023-09-30 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-05 | 2011-05-31 |