Weijern Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Weijern Lim ( ), a licensed former licensee with CE reference AWA189. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-02 | 2019-02-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-02 | 2019-02-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2018-03-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-10-08 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-08 | 2018-03-16 |