Jae Jun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Jun Lee, a licensed Responsible Officer with CE reference AWB625. Currently licensed at 1 firm(s): Shinhan Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
RO | Type 9 — Asset management | 2025-03-17 | present |
| Shinhan Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2024-05-06 | present |
| Shinhan Securities Asia Limited |
RO | Type 4 — Advising on securities | 2024-05-06 | present |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2024-05-06 | 2024-05-06 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2024-05-06 | 2024-05-06 |
| Shinhan Securities Asia Limited |
Rep | Type 9 — Asset management | 2024-05-06 | 2024-05-06 |
| Shinhan Securities Asia Limited |
RO | Type 9 — Asset management | 2024-05-06 | 2024-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2016-06-03 |