Nga Yan Wong
黃雅欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Yan Wong (黃雅欣), a licensed Responsible Officer with CE reference AWD491. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Corporate Finance (International) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-16 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-02 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-15 | 2018-05-02 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-25 | 2017-12-08 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-25 | 2017-12-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-19 | 2015-02-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-19 | 2015-02-16 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-22 | 2011-04-11 |