Dengzhao Pan
潘登釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dengzhao Pan (潘登釗), a licensed Responsible Officer with CE reference AWE392. Currently licensed at 1 firm(s): KKR Capital Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 9 — Asset management | 2023-05-19 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2022-10-19 | present |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2022-10-19 | present |
| KKR Capital Markets Asia Limited | Rep | Type 9 — Asset management | 2022-12-15 | 2023-05-19 |
| Taconic Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2018-03-05 | 2022-09-09 |
| Taconic Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-03-07 | 2018-03-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-26 | 2013-02-04 |