Tsz Kwong Tang
鄧子剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kwong Tang (鄧子剛), a licensed former licensee with CE reference AWF971. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-27 | 2025-11-28 |
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | 2025-11-28 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2015-09-24 | 2022-07-15 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2022-07-15 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-08 | 2022-07-15 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2022-07-15 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-09-08 | 2022-07-15 |