Shue Wing Lam
林澍榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shue Wing Lam (林澍榮), a licensed former licensee with CE reference AWG919. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-17 | 2011-09-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2011-05-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-22 | 2011-05-04 |