Min Liu
劉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Liu (劉敏), a licensed Responsible Officer with CE reference AWI092. Currently licensed at 1 firm(s): Harview Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harview Partners Limited |
RO | Type 4 — Advising on securities | 2024-12-17 | present |
| Harview Partners Limited |
RO | Type 9 — Asset management | 2024-12-17 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-06 | 2024-07-15 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 4 — Advising on securities | 2016-01-06 | 2024-07-15 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
RO | Type 9 — Asset management | 2016-01-06 | 2024-07-15 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-24 | 2016-01-06 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2015-11-24 | 2016-01-06 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-14 | 2015-09-15 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2013-08-14 | 2015-09-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-19 | 2013-08-04 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2013-08-04 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-16 | 2013-08-04 |