Abbie Man Yan Yip
葉文炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abbie Man Yan Yip (葉文炘), a licensed Representative with CE reference AWI435. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2026-01-09 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2026-01-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2026-01-09 | present |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-23 | 2022-11-16 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-20 | 2018-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | 2018-02-15 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-09 | 2018-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-09 | 2018-02-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-17 | 2016-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-17 | 2016-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-17 | 2016-12-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2015-07-01 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2013-11-13 |