Michael Franz Frick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Franz Frick ( ), a licensed former licensee with CE reference AWI822. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-08 | 2022-05-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-08 | 2022-05-04 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2020-01-31 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2020-01-31 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2015-06-11 | 2020-01-31 |
| TRG Management Hong Kong Limited |
Rep | Type 9 — Asset management | 2010-12-23 | 2012-12-31 |