Sin Cheung Tso
曹善長
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Cheung Tso (曹善長), a licensed former licensee with CE reference AWJ365. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-11 | 2013-07-12 |
| CA Premium International (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2013-04-11 | 2013-07-12 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-19 | 2013-03-28 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-08 | 2013-03-28 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-11-08 | 2013-03-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-01-31 | 2011-08-05 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-25 | 2011-08-05 |