Soon Hyung Chung

CE No. AWJ606 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Hyung Chung (), a licensed former licensee with CE reference AWJ606. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 1 — Dealing in securities 2021-11-04 2022-09-29
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 4 — Advising on securities 2021-11-04 2022-09-29
Conning Asia Pacific Limited
康利亞太有限公司
RO Type 9 — Asset management 2021-11-04 2022-09-29
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 1 — Dealing in securities 2018-10-03 2021-11-04
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 4 — Advising on securities 2018-10-03 2021-11-04
Conning Asia Pacific Limited
康利亞太有限公司
Rep Type 9 — Asset management 2018-10-03 2021-11-04
NNIP Hong Kong Limited Rep Type 1 — Dealing in securities 2010-11-25 2012-03-16
NNIP Hong Kong Limited Rep Type 4 — Advising on securities 2010-11-25 2012-03-16
NNIP Hong Kong Limited Rep Type 9 — Asset management 2010-11-25 2012-03-16

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