Soon Hyung Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soon Hyung Chung ( ), a licensed former licensee with CE reference AWJ606. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-04 | 2022-09-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2021-11-04 | 2022-09-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2021-11-04 | 2022-09-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2021-11-04 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2021-11-04 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | 2021-11-04 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-11-25 | 2012-03-16 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-11-25 | 2012-03-16 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-11-25 | 2012-03-16 |