Hua Luo
羅華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Luo (羅華), a licensed former licensee with CE reference AWJ906. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2021-05-28 | 2024-10-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-07 | 2024-10-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2018-09-07 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | 2024-01-16 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | 2018-06-12 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-28 | 2024-01-16 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-28 | 2025-03-04 |
| Lion Futures Limited 獅子期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-02-28 | 2025-03-04 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2017-08-31 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-23 | 2017-08-31 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-11-23 | 2017-08-31 |
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-23 | 2017-08-31 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-16 | 2016-11-01 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-06-24 | 2015-09-06 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-09-06 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-26 | 2015-09-06 |