Shaohua Yao
姚少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaohua Yao (姚少華), a licensed Responsible Officer with CE reference AWK450. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2025-03-03 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-04 | 2025-03-03 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-12-01 | 2011-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-12-01 | 2011-03-01 |