Wai Kit Patrick Lee
李煒傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Patrick Lee (李煒傑), a licensed Representative with CE reference AWK707. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-24 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2023-08-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-04-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2012-04-30 |
| Altis Partners (Asia) Limited |
Rep | Type 9 — Asset management | 2011-01-12 | 2011-02-25 |