Siu Lung (SFC:AWL331) Chan
陳小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung (SFC:AWL331) Chan (陳小龍), a licensed former licensee with CE reference AWL331. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2016-11-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2016-11-23 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-21 | 2011-12-19 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-12-14 | 2011-12-19 |