Mengjie Shi

時夢婕
CE No. AWL334 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengjie Shi (時夢婕), a licensed former licensee with CE reference AWL334. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
RO Type 1 — Dealing in securities 2020-05-13 2021-11-13
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
RO Type 4 — Advising on securities 2020-05-13 2021-11-13
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
RO Type 9 — Asset management 2020-05-13 2021-11-13
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
Rep Type 1 — Dealing in securities 2019-05-20 2020-05-13
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
Rep Type 4 — Advising on securities 2019-05-20 2020-05-13
Greater Bay Area Development Fund Management Limited
大灣區發展基金管理有限公司
Rep Type 9 — Asset management 2019-05-20 2020-05-13
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 1 — Dealing in securities 2015-02-05 2019-03-07
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2015-02-05 2019-03-07
CCB International Asset Management Limited
建銀國際資產管理有限公司
Rep Type 9 — Asset management 2015-02-05 2019-03-07
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 4 — Advising on securities 2010-12-16 2013-08-14

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