Chendi Xu
許晨迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chendi Xu (許晨迪), a licensed Responsible Officer with CE reference AWL336. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-05 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-05 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-22 | 2023-07-05 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-22 | 2023-07-05 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2018-10-22 | 2020-03-05 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2014-09-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-13 | 2011-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-13 | 2011-05-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2010-12-13 | 2011-05-31 |